New York Securities, Employment and Investment Law Firm
At Lax & Neville, LLP, we represent individuals, securities industry employees and securities industry companies seeking representation in employment matters and securities-related litigation. Our legal team offers strong experience and comprehensive legal services focused on achieving the goals of our clients through strategic negotiation and complex litigation. We are a full-service broker-dealer, securities, regulatory, and employment litigation firm dedicated to the representation of employees, employers, brokers, investment bankers, investment advisors, traders, hedge funds, public customers, and broker-dealers.
Our lawyers offer strong, intelligent experience focused on the rights and interests of our clients in the securities industry. Contact us to protect your rights.
Stock broker regulation, investment securities, and employment lawyers
Our attorneys are responsive, attentive, and value the importance of communication with our clients. We always offer clear, honest, reliable feedback about the direction of your case and will be available to answer any questions that should arise. In every case, we focus on the needs of our clients. Whether your case demands strategic negotiation or an effective litigator, we can provide the service and experience you need.
Our attorneys have litigated hundreds of claims and received substantial awards, judgments and/or settlements in our clients’ favor in various forums including:
- FINRA Arbitrations (formerly known as NASD)
- NYSE, NFA Arbitrations
- JAMS and AAA Arbitrations
- Regulatory proceedings
- State and federal courts
Experienced stockbroker regulation trial attorneys
We represent both plaintiffs and defendants in employment and securities litigation, and have taken hundreds of cases to trial. Because we are a small firm by New York City standards, we can bring first-tier representation to our clients on matters that the large litigation firms simply cannot handle in a cost-effective manner. While cost-effective representation is our business model, our clients’ long-term interests are always the focus of our business and unyielding attention. We strive for excellence in everything that we do for our clients, whether it is litigation, strategy and/or counseling. This enduring dedication to the success of our clients’ businesses and fortunes sets us apart, and is the primary reason that our clients have been so supportive for so many years.
Contact Lax & Neville, LLP, for a free consultation with an experienced securities and employment litigation lawyer. Serving clients nationwide in securities, employment and investment law. Located on the corner of 39th Street & Broadway, New York, NY.
