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Lax & Neville Law Firm

Securities, Employment and Investment Law Firm

At Lax & Neville LLP, we represent individuals, investors, securities industry employees and securities industry companies seeking representation in employment matters and securities-related and commercial litigation. Our legal team offers strong experience and comprehensive legal services focused on achieving the goals of our clients through strategic negotiation and complex litigation.

We are a boutique litigation law firm focused on broker-dealer, securities arbitration, regulatory, and employment matters. We have built a reputation nationwide advocating on behalf of employees, employers, independent contractors, brokers, investment bankers, investment advisors, traders, hedge funds, public customers, and broker-dealers in state and federal court.

Our firm's lawyers offer a strong, intelligent approach focused on the rights and interests of our clients in the securities and investment industries. Contact us today to protect your rights .

Stockbroker Regulation, Investment Securities, and Employment Lawyers

The attorneys at our law firm are responsive, attentive, and value the importance of communication with our clients. We always offer clear, honest, reliable feedback about the direction of your case and will be available to answer any questions that should arise. In every case, we focus on the needs of our clients. Whether your case demands strategic negotiation or effective litigation, we can provide the service and experience you need.

We have litigated hundreds of claims and received substantial awards, judgments and/or settlements in our clients' favor in various forums, including:

  • FINRA arbitrations (formerly known as NASD)
  • NYSE, NFA arbitrations
  • JAMS and AAA arbitrations
  • Regulatory proceedings
  • State and federal courts

Experienced Stock Regulation Trial Attorneys

We represent both plaintiffs and defendants in employment and securities litigation, and have taken hundreds of cases to trial. Because we are a boutique firm, we can bring first-tier representation to our clients on matters that the large litigation firms simply cannot handle in a cost-effective manner. While cost-effective representation is our business model, our clients' long-term interests are always the focus of our business and unyielding attention.

We strive for excellence in everything that we do for our clients, whether a case involves Ponzi scheme allegations, fraud concerns, or clawback litigation. Our firm's enduring dedication to our clients sets us apart from our competitors. This is the primary reason for our firm's success.

Put Our Firm's Experience to Work

Contact Lax & Neville LLP for a free initial consultation with an experienced securities and employment litigation lawyer. We are committed to serving clients nationwide in securities, employment and investment law. Our firm is located on the corner of 41st Street & Broadway, New York, NY.

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Office Location

Lax & Neville LLP
1450 Broadway
New York, NY 10018

Toll Free: 877-323-2925
Phone: 212-696-1999
Fax: 212- 566-4531
New York Law Office
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