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Simerman v. Salomon Smith Barney, Prudential Securities and Patricia E. Selin NASD No. 02-07640

Claimants, represented by Brian J. Neville, won $116,665.00 from the registered representative for unsuitable recommendations, violation of Section 10(b) of the Securities Exchange Act of 1934, violation of industry rules, and violation of Florida Securities Statutes.

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