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Lucille Banahan v. Wachovia Securities, Inc. NASD No: 04-01979

Claimant, represented by Brian J. Neville in Florida, was awarded $135,000.00 for Wachovia Securities's unsuitable recommendations, breach of duty of care, fraud and negligent misrepresentation, violation of federal securities laws and industry rules, failure to supervise and respondeat superior regarding Claimant's investments in annuities, mutual funds and individual stocks.

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