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Albert T. Jenks and Irena L. Jenks v. Securities of America, Inc. et. al. NASD No. 03-05007

Claimants received $150,294 from Securities of America, Inc., and others, based upon its violation of various federal securities laws including 15 U.S.C. §78(j)(b) and Rule 10b-5 and violations of NASD Rules of Fair Practice and NYSE Rules. Claimants were represented by Brian J. Neville.

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