LAX & NEVILLE, LLP, is a full-service Broker-Dealer, Securities, Regulatory, and Employment litigation firm dedicated to the representation of employees, employers, brokers, investment bankers, traders, public customers, and broker-dealers. Founders Brian J. Neville and Barry R. Lax, together with their partners Brent Burns and and David S. Rich, have litigated hundreds of claims and received substantial awards, judgments and/or settlements in their client’s favor in various forums including NASD, NYSE now known as FINRA, NFA, JAMS, AAA arbitrations, regulatory proceedings and state and federal courts in virtually every major city in the United States. Because we are a small firm by New York City standards, we can bring first tier representation to our clients on matters that the large litigation firms simply cannot handle in a cost effective manner. While cost effective representation is our business model, our clients’ long term interests are always the focus of our business and unyielding attention. We strive for excellence in everything that we do for our clients, whether it is litigation, strategy and/or counseling. This enduring dedication to the success of our clients’ businesses and fortunes sets us apart, and is the primary reason that our clients have been so supportive for so many years.