Lax Neville 1412 Broadway Suite 1407 New York NY 10018
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Lax Neville
Our Main Practice Areas

Individual Investors

Investment Advisor Misconduct

Securities Industry Professionals

Hedge Fund Litigation

Employment Law

U-5 Expungement

Bonus Disputes

Securities Arbitration

Workplace Discrimination

Broker Transitions/Contracts

Employment Law

LAX & NEVILLE, LLP, has an employment law practice representing individuals in actions initiated against their employers for workplace discrimination, and other unlawful and unethical claims. Similarly, we represent smaller and regional brokerage firms in the same types of actions. Among the types of cases that we handle are:

  • Wrongful Discharge / Termination
  • Bonus Disputes
  • Sexual Harassment
  • Discrimination based upon Race, Age, Gender, Sexual Orientation, National Origin
  • Hostile Work Environment
  • Constructive Discharge
  • Disability Discrimination

LAX & NEVILLE, LLP, have particular experience in employment law matters in the financial services and broker dealer sector, including employment agreements with restrictive covenants (non-competes), confidentiality agreements, corporate policies on trade secrets, intellectual property and proprietary business information. We have extensive experience in litigating disputes between brokerage firms and registered individuals regarding contract and employment issues, including “raiding” cases, Temporary restraining orders (TRO’S), injunctions, in both federal and state courts. Such matters then proceed to expedited arbitration under FINRA rules. Such experience should be an important factor in selecting a lawyer in this regard because there are many issues that are unique to the brokerage industry because it is so highly regulated by both governmental and self regulatory bodies.

See also: Workplace discrimination.

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