Lax Neville1412 Broadway Suite 1407 New York NY 10018
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Lax Neville
Our Main Practice Areas

Individual Investors

Investment Advisor Misconduct

Securities Industry Professionals

Hedge Fund Litigation

Employment Law

U-5 Expungement

Bonus Disputes

Securities Arbitration

Workplace Discrimination

Broker Transitions/Contracts

Bonus Disputes

Securities Industry Professionals Bonus Disputes

Securities industry professionals primarily work on a “salary plus bonus” total compensation package where the bonus constitutes a significant percentage of that professional’s annual earnings. To lose that bonus is to forfeit the benefit of many months of work. Contact the securities and employment law firm of LAX & NEVILLE, LLP, which has had significant experience and success with bonus disputes, for a consultation on possible strategies regarding bonus dispute resolution for:

  • Investment Bankers;
  • Stock, Bond, Option, Commodities, Futures, Derivatives, Currency Traders;
  • Research Analysts; or
  • Financial Analysts.

When securities industry professionals leave a particular job, bonus disputes often arise. Leaving a job for whatever reason before bonuses are paid creates a situation in which the employer has a strong incentive not to pay the bonus, even if the employee has legally or legitimately earned it. Even if an employee has voluntarily left, or been dismissed for cause before the time of the issuance of annual bonuses, LAX & NEVILLE, LLP, can help resolve any dispute that may arise. In addition, they can examine whether discrimination played a part in the reduction of a bonus, and if needed, assist you in obtaining a U-5 record expungement.

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