Barry Lax
- City Bar Center for CLE
- June 9, 2010 - "Securities Arbitration & Mediation Hot Topics 2010" Seminar - The New York City Bar
Brian Neville
- November 14, 2012 - "Securities Arbitration and Mediation 2012: The Basics Evolve" - New York State Bar Association CLE Program
- Ameriprise Elite Producer Events
- September 8 and 9, 2011 – "Avoiding Litigation – Protecting Your Practice" Seminar - Huntington Beach, California
- October 13 and 14, 2011 - "Avoiding Litigation – Protecting Your Practice" Seminar - Hollywood, Florida
- Curian Capital
- May 5, 2011 - "Avoiding Litigation: How to Protect your Practice in Today's Environment" Seminar
- John Hancock
- September 29 and 30, 2009 – "Avoiding Litigation: How to Protect your Practice in Today's Environment" Seminar - Baltimore, Maryland
- February 12, 2010 – "How to Protect your Practice in Today's Environment" Seminar - Mahwah, New Jersey
- October 15, 2009 – "Avoiding Litigation: How to Protect your Practice in Today's Environment" Seminar - Pittsburgh, Pennsylvania
- July 21, 2010 – "Avoiding Litigation: How to Protect your Practice in Today's Environment" Seminar - Boca Raton, Florida
- May 12, 2010 - "Avoiding Litigation: How to Protect your Practice in Today's Environment" Seminar - Philadelphia, Pennsylvania
- May 6, 2010 - "Avoiding Litigation: How to Protect your Practice in Today's Environment" Seminar - Redbank, New Jersey
- May 18, 2010 - "Avoiding Litigation: How to Protect your Practice in Today's Environment" Seminar - Redbank, New Jersey
- May 5, 2011 - "Avoiding Litigation: How to Protect your Practice in Today's Environment" Seminar - Philadelphia, Pennsylvania
- Maryland Society of Accountants
- October 7, 2010 – "Compliance for CPA's who are also Registered Representatives" Seminar - Baltimore, Maryland
- St. John's University
- Course: Securities Arbitration Clinic – Frequent guest lecturer on Brokerage Arbitration

