New York Securities Arbitration Attorneys

Offering Results in Securities Arbitration

One of our main practice areas at Lax & Neville, LLP, is securities arbitration. Our years of specialization in securities law and our experience as in-house counsel truly separate us from our competition.

Partners from Lax & Neville, LLP worked at high-profile firms such as Prudential Securities, Josephthal, and CIBC Oppenheimer in the 1990s. We then set out to expand our focus and defend brokerage firms in all aspects of litigation. Our background and skills have positioned us to effectively protect your rights in securities arbitration.

Our firm offers a strategic approach blended with sound judgment when handling securities disputes. Contact us today for a free initial consultation, if you are facing a broker dispute, liability, or need securities arbitration counsel.

Knowledge of the Industry and the Demands of Securities Arbitration

Our legal team continues to serve a base of smaller and regional broker dealers, while remaining fiercely independent from, and often times adverse to, the larger wire-houses. Because we are a small firm by New York City standards, we believe we can bring first-tier representation to cases that the large litigation powerhouses simply cannot handle in a cost-effective manner.

Experience and Results in Securities Mediation

Many broker dealer arbitrations settle through a process called mediation. In mediation, a mutually selected neutral mediator assists the parties to reach settlement. We frequently use mediation to achieve a settlement in our clients' best interests.

Our firm's attorneys offer an extensive background presenting at bar associations and seminars on effective mediation strategies. We offer a comprehensive background with an in-depth knowledge of securities law and arbitration. Before pursuing a resolution through arbitration, we will conduct a cost analysis to evaluate the benefit of pursuing arbitration or negotiations. If litigation proves to be advantageous, we will not hesitate to fight for your best interests in court or arbitration.

Put Our Firm To Work For You

Contact Lax & Neville, LLP, for a free initial consultation with an experienced securities and employment litigation lawyer. We are committed to serving clients nationwide in securities, employment and investment law. Our firm is located on the corner of 41st Street & Broadway, New York, NY.