Representing Traders, Analysts, and Executives
State and federal law protects traders, research analysts and other financial professionals and executives who expose securities law violations. The new financial regulation, the Dodd-Frank Act, details the government's commitment to providing anti-retaliation safeguard for industry professionals who report unlawful conduct to the SEC or other regulatory bureaus by reporting illegal activities known to put investors' portfolios at risk.
At Lax & Neville LLP, we offer a substantial background in securities law and employment litigation. The attorneys at our law firm remain at the cutting-edge of legislation affecting the financial industry. We have a firm understanding of the sweeping financial reform changes expected to provide whistleblowers with additional protection when reporting securities law violations.
The commercial litigation attorneys at our firm represent financial professionals and investment firms in whistleblower claims nationwide. We act as skilled counselors and advocates to help secure our clients' interests. When the stakes are high, contact us to schedule a free initial consultation.
Handling False Claims and Whistleblower Litigation
Our law firm is small in stature compared to other firms in New York City handling complex false claims and whistleblower litigation. We combine our industry knowledge of securities law and employment litigation to provide first-tier representation for defendants and plaintiffs in whistleblower claims.
The trial lawyers at our firm have a substantial background advocating for clients in whistleblower litigation over securities violations, including:
- Insider trading
- Misrepresentation to traders
- Improper pricing techniques
- Illegally padding numbers
- Breach of fiduciary duty
We are also available to handle whistleblower representation for high-performing professionals, including mid-level executives. Our firm is considered a high-end litigation boutique, not a high-volume firm. We offer the skills and tenacity to secure our clients' interests in complex whistleblower litigation.
Put Our Legal Counsel To Work For You
When you enlist our firm, we will provide you with an aggressive approach tempered with sound judgment to safeguard your business goals. Contact Lax & Neville LLP for a free initial consultation with an experienced attorney. We are located on the corner of 41st Street & Broadway, New York, NY.
