Advocating For Brokers and Investors Nationwide
Brokers are trained to make ethical decisions based on investors' best interests. When brokers breach their fiduciary duty and fail to follow industry standards, investors' financial plans are put at risk.
At Lax & Neville LLP, we offer a comprehensive background in securities law. The commercial litigation attorneys at our firm represent investors with concerns of illegal or unethical activity, potentially placing their investment portfolio at risk. Our firm also advocates for brokers wrongfully accused of negligent activities known to jeopardize professional licenses. Our in-depth background in securities law helps us effectively protect our clients' interests.
When the stakes are high, enlist our law firm to minimize any potential risks associated with broker negligence claims. We are considered leaders in securities law. We often present tips on avoiding broker negligence claims. We know the right steps to take in securing your best interests. Contact our firm today to schedule a free initial consultation.
Handling Broker Negligence Claims Nationwide
Stock brokers have a fiduciary duty to manage assets for investors. They are expected to put their personal needs aside and act with complete honesty and integrity based on the investors' current and long-term goals.
Unfortunately, investors are known to falsely accuse brokers of negligent actions, when economic factors or a volatile market actually affected their investments. In other circumstances, brokers have been known to make irrational or unethical decisions affecting investors' retirement plans.
The commercial litigation attorneys at our firm have extensive experience handling broker negligence claims, involving:
- Churning and embezzlement
- Ponzi schemes
- Representing brokers without a license
- Avoiding to plan for a client's retirement
- Misrepresenting the risks associated with investment trading
- Manipulating market trends
- Illegal short selling
- Portfolio pumping and other fraudulent actions
When representing investors, we act quickly consulting industry-leading experts to evaluate the extent of damages associated with brokers' negligence. We also work with financial specialists when defending brokers facing false claims. These specialists can be critical in illustrating our clients followed standard procedures and acted within the best interests of the investors.
Put Our Legal Counsel To Work For You
When you enlist our firm, we will provide you with an aggressive approach tempered with sound judgment to safeguard your business goals. Contact Lax & Neville LLP for a free initial consultation with an experienced attorney. We are located on the corner of 41st Street & Broadway, New York, NY.
