New York Securities, Employment and Boutique Litigation Firm
Lax & Neville, LLP, was founded in 2007 by the merger of the successful and growing law practices of Brian J. Neville and Barry R. Lax. We are a boutique litigation law firm focused on broker-dealer, securities, regulatory, and employment matters. In the past 15 years, we have built a reputation as successful advocates representing clients in state and federal court; NASD, NYSE, NFA, JAMS and AAA arbitrations, and regulatory proceedings in virtually every major city in the United States.
We are dedicated to the representation of employees, employers, brokers, investment bankers, traders, public customers, broker-dealers, investment advisors and hedge funds. Contact us for an initial consultation.
Cutting-edge representation in the securities and investment industries
Lax & Neville, LLP, is a full-service litigation law firm ready to litigate to protect your rights and interests rather than seeking to negotiate a settlement quickly. Most of our competitors work exclusively either on the plaintiff or defense side. Rather than be affiliated with one side of the aisle, we represent clients based on the merits of their claims regardless of which side of the caption their name will appear on. This keeps us sharp and on the cutting edge of legal developments in the securities and investment industries. We can see the case from every perspective, providing a major advantage in complex cases involving investors, securities arbitration, broker transitions, Form U-5 expungements, and hedge fund litigation.
Personalized, attentive service with New York City standards
Being a small firm by New York City standards, we can bring first-tier representation to our clients on matters that the large litigation firms simply cannot handle in a cost-effective manner. In fact, many of our best clients and most successful results have occurred on cases where our clients chose to retain us because it was not economical to retain a large national or New York firm.
Protecting your rights and long-term interests in investment and securities
While cost-effective representation is our business model, our clients’ long-term interests are always the focus of our representation. We strive for excellence in everything that we do for them, whether it is litigation, strategy and/or counseling. This enduring dedication to the success of our clients’ businesses sets us apart, and is the primary reason that our clients have been so supportive for so many years.
Contact Lax & Neville, LLP, for a free consultation with an experienced securities and employment litigation lawyer. Serving clients nationwide in securities, employment and investment law. Located on the corner of 41st Street & Broadway, New York, NY.
