Press

• "Baker v. Merrill Lynch, Pierce, Fenner & Smith, Inc." – Securities Arbitration Commentator dated May 2013, Vol. 2012, No. 6 (See pages 19-20)
• "'Shadowing' Trims Fees, Leads to Trouble" – The Wall Street Journal
• Social media and federal securities regulation
• "FINRA Sends Warning with $1.7M Decision Against Merrill" – Financial-Planning.com
• "Merrill Lynch Ordered to Pay $1.7 Million for Misrepresenting Investment" - The Wall Street Journal
• “Merrill client prevails against top Seattle broker” - Thomson Reuters
• "Kink In Merrill Lynch ARMOR Loses $Million Customer Arbitration" - Forbes
• "Pay Up: Brokers Sue MSSB for Bonuses and Win" - WealthManagement.com
• "When Saying Less is More" - Dow Jones Newswires Column
• "Chinese company told to pay up by New York court" - Globalarbitrationreview.com
• "Former Red Sox catcher wins case against Merrill" - Reuters.com
• "Merrill Lynch Must Pay Former Red Sox Catcher $1.2 Million" - WallStreetJournal .com
• "Former Sox catcher Mirabelli wins over $1.2M in suit against BofA Merrill" - BostonBusinessJournal.com
• "Mirabelli, Former Red Sox Catcher, Wins Merrill Case, NYT Says" - Bloomberg.com
• "Former Sox catcher Mirabelli wins $1.2M arbitration award" - BostonHerald.com
• "Former Catcher for Red Sox Wins Case Against Merrill Lynch Adviser" - NYTimes.com
• "Auction Rate Revenge" - Registeredrep.com
• "Court Sides With Trustee Over Madoff Payouts" - NYTimes.com
• "Judge Narrows Madoff Trustee's Suit Against the Mets" - WNYC.org
• "Mets Ruling May Reduce Pay to Victims of Madoff" - NYTimes.com
• " Merrill hit for $880K arbitration award" - InvestmentNews.com
• "Madoff Investors Seek to Overturn Trustee's Loss Rule" - BusinessWeek.com
• "Madoff winners go for 'loser' pennant" - NYPost.com
• " U.S. Rep. Gary Ackerman says he'll get answers from SEC lawyer David M. Becker on Madoff funds" - NYDailyNews.com
• " Bernard Madoff Investors to Launch New Wave of Lawsuits Against US Regulator" - TheTelegraph.com
• " Trustee in Madoff Case is Suing Local Victims" - TheAspenTimes.com
• " Local Victims of Madoff Suing U.S. Government" - PostIndependent.com
• " A Fairness Fight" - Newsweek.com
• " Life After Bernie Madoff's 'Big Lie'" - WallStreetJournal.com
• " The Tables Turn on Madoff Victims" - Marketplace.Publicradio.org
• " Another Blow for Madoff Victims" - CNNMoney.com
• " With Regulatory Reform On The Way, Is It Pause Or Play?" - RegisteredRep.com
• " Trustee, Madoff Investors Spar Over Payout Calculation"
• "In Court, Challenges of Madoff Trustee’s Plans" - NYTimes.com
• " Trustee, Madoff Investors Spar Over Payout Calculation" - newyorklawjournal.com
• "Madoff Prosecutors May Hire Picard to Help Distribute Assets" - bloomberg.com
• "Madoff Explains How He Concealed Fraud" - cbsnews.com
• "Prisons Bureau says Madoff does not have cancer" - reuters.com
• "Demystifying Madoff" - longislandpress.com
• "Victims of Madoff Seek Claims Overhaul" - NYTimes.com
• "Madoff Trustee Sued Over Payout Terms" - yeshivaworldnews.com
• "Burned Retirees Sue Madoff Trustee Over Claims" - crainsnewyork.com
• "A License to Lie" - registeredrep.com
• "Defamed?" - registeredrep.com
• "Clearing Your Good Name Is Harder Than Ever" - registeredrep.com
• "David S. Rich & Barry R. Lax, "Terminated Employees in the Investment Banking and Financial Services Industries May Be Entitled to Recover Their Unpaid Bonuses,"Int'l Academy of Fin. Mgmt. Global Online J., Oct. 31, 2008 - aafm.org

Lax & Neville LLP, is located New York, NY, and serves clients nationally.